An Emphasis on Planning
This is our initial meeting where we get to know each other and ensure that a good working client/advisor relationship will be beneficial to all parties.
- Collect important documentation
- Identify immediate, secondary, and tertiary goals
- Review a cash flow expense worksheet
- Complete a risk profile analysis
- Clearly explain all services, fees and expenses
Together, we then make a comprehensive review of the information previously collected.
- Full analysis is provided outlining any financial or planning gaps
- Future projections of current investments and plan are highlighted
- Review the personalized financial plan
- Solutions are recommended based on objectives and risk profile
- Advisory relationship created with clearly identified fee and expense schedule
- Onboarding process can be initiated within 24 hours
Now we implement your financial plan and investment strategy.
- Letter of engagement and necessary documents generated
- Collection of signatures and transfer of accounts
- Continued communication until all action items during onboarding are complete
- The goal is for process to be transparent, succinct and seamless
We monitor your plan and accounts on a regular basis to ensure the financial plan and investment objectives are being met according to your timeline.
- Performance reports and statements are generated monthly for clients
- Review plan progress and continually measure financial targets
- Analyze, review and refine the investment holdings according to any life changes or market shifts
- Quarterly meetings are held during the first year
- Recaps of the account performance reports/statements